Contact: +91-XXXXXXXXXX | [email protected]

Job Title: Head – Policies & Compliance
Location: Arumbakkam, Chennai (Head Office)
Experience: 12–18 Years (Around 12 Years)
Industry: NBFC / Banking / Financial Services
Qualification: Any Graduate / Postgraduate (LLB / CS / CA / MBA preferred)

Key Responsibilities

- Develop, review, and implement company policies, SOPs, and compliance frameworks.
- Ensure compliance with RBI regulations, NBFC guidelines, and applicable laws.
- Manage KYC, AML, PMLA, and Fair Practices Code compliance.
- Monitor regulatory changes and ensure timely implementation.
- Conduct compliance reviews, audits, and risk assessments.
- Identify compliance gaps and implement corrective actions.
- Establish internal controls and compliance monitoring plans.
- Coordinate with Operations, Risk, Legal, Finance, and Internal Audit teams.
- Manage regulatory filings, returns, and statutory reporting.
- Prepare Compliance MIS, dashboards, and management reports.




- Handle regulatory inspections and ensure audit observations are closed.
- Conduct employee policy and compliance awareness training.

Required Skills

- 12–18 years of experience in NBFC / Banking / Financial Services.
- Strong experience in Policies, Regulatory Compliance, and Governance.
- Good knowledge of RBI Regulations and NBFC Compliance (Mandatory).
- Strong knowledge of KYC, AML, PMLA, and Fair Practices Code.
- Experience in Policy Formulation, SOP Development, and Internal Controls.
- Knowledge of Risk Management, Compliance Monitoring, and Audit.
- Experience in Regulatory Filings, Reporting, and Inspections.
- Solid MIS, Analytical, and Problem-Solving Skills.
- Excellent Communication, Leadership, and Stakeholder Management skills.
- Ability to independently manage the Policies & Compliance Function.

Pay: ₹69,000.00 - ₹80,000.00 per month

Benefits:

- Provident Fund

Work Location: In person

📌 Head – Policies & Compliance (Chennai)
🏢 SBSHR
📍 Chennai