Green Portfolio is looking to onboard a Compliance Associate to manage and support regulatory compliance requirements, with a primary focus on adherence to SEBI regulations, applicable statutory provisions and corporate governance standards.

We are seeking a candidate with a background in Company Secretary studies and a sound understanding of corporate laws and regulatory frameworks. Candidates who have completed their CS Executive examinations or are semi-qualified Company Secretaries, including freshers, are encouraged to apply.

Key Responsibilities

- Handle day-to-day SEBI compliance requirements applicable to PMS and Research Analyst activities.
- Ensure timely preparation and submission of regulatory filings, returns, disclosures and periodic reports to SEBI and other applicable authorities.
- Assist in monitoring compliance with SEBI regulations, circulars, guidelines and regulatory updates.
- Maintain compliance records, registers, statutory documentation and regulatory correspondence.
- Coordinate with internal teams to ensure timely completion of regulatory requirements and documentation.
- Assist in preparing and maintaining compliance checklists,



policies, SOPs and internal compliance reports.
- Support internal and external audits, inspections and regulatory reviews.
- Ensure adherence to applicable provisions of the Companies Act, 2013, and other relevant corporate laws.
- Track regulatory deadlines and ensure timely closure of compliance-related requirements.

Eligibility & Requirements

- CS Executive or CS Professional candidates, including semi-qualified Company Secretaries.
- Positive understanding of the Companies Act, 2013, and a strong understanding of SEBI regulations and compliance requirements.
- Strong documentation, coordination and organisational skills.
- Good attention to detail and the ability to manage regulatory timelines.
- Familiarity with financial markets, PMS, AIFs or Research Analyst regulations will be an advantage.
- Interest in financial markets, investment management, PMS and AIF operations.
- Ability to manage multiple compliance requirements and regulatory deadlines with attention to detail.

📌 Compliance Associate (Gurugram)
🏢 Green Portfolio
📍 Gurugram