Key Responsibilities

Investment &

- Transaction Legal

- Draft and review term sheets and investment documents.

- Advise on proposed investments, transaction structuring and legal/regulatory risks.

- Conduct and coordinate legal due diligence.

- Review and negotiate SSAs, SPAs, SHAs, NDAs and other transaction documents.

- Manage key legal risks, closing requirements and post-closing obligations.

- Provide legal and compliance inputs to senior management / Investment Committee.

AIF &

- Regulatory Compliance

- Own compliance for Company's Category II AIF and investment-management activities.

- Ensure compliance with SEBI AIF Regulations and applicable securities laws.

- Maintain the compliance calendar and oversee regulatory filings.

- Monitor investment restrictions, fund-level compliance and regulatory requirements.

- Oversee investor KYC, AML / PMLA and due-diligence requirements.

- Handle SEBI correspondence and regulatory matters.

Corporate &

- General Legal

- Manage legal and compliance matters across company entities.

- Oversee corporate governance, statutory filings and records.

- Review commercial, client, vendor and service-provider agreements.

- Develop and maintain legal and compliance policies.

External Counsel &

- Advisors

- Manage coordination with external lawyers, Company Secretaries, auditors and other advisors.

- Review external legal advice and ensure timely implementation.

- Maintain a tracker of legal and regulatory matters.

Candidate Profile





- Minimum 3 years of relevant experience, preferably with an investment firm, AIF, PE / VC fund, or
- relevant law firm.

- Strong experience in term sheet drafting / review and investment transactions.

- Working knowledge of SEBI regulations, AIF compliance and securities laws.

- Strong understanding of investment transactions and financial markets.

- Drafting, review and negotiation skills.

- Ability to independently manage multiple matters in a lean team.

- Ability to work directly with senior management and the investment team.

- Robust judgement, attention to detail, integrity and discretion.

Preferred Qualifications

- LLB from a recognised institution.

- CS qualification or relevant experience.

- Experience in AIF / PE / VC / investment management.

- Exposure to PMLA / AML, KYC, FEMA, corporate law and insider trading regulations.

- Experience dealing with external legal advisors.

- NISM Series III-C certification or willingness to obtain it.

What We Are Looking For

- A professional who combines legal expertise, investment understanding, regulatory knowledge and
- commercial judgement. The candidate should be comfortable working in a lean investment
- platform, taking ownership of matters through resolution and providing clear, practical advice to the
- investment team and senior management.

Pay: ₹427,000.00 - ₹1,200,000.00 per year

Work Location: In person

📌 Manager - Legal & Compliance (Surat)
🏢 BADIYA BRAND
📍 Surat