Key responsibilities

Are you risk aware? Do you know how to maintain independence and objectivity? We’re looking for a lead AML transaction monitoring specialist to:

- act as our in-house anti–money laundering transaction monitoring subject-matter expert
- to analyse and investigate Anti-Money Laundering (AML) alerts as flagged by the monitoring system
- identify risks and constructively challenge risks, controls and processes
- support ongoing client, regulatory and audit requirements on regular and ad-hoc basis
- contribute to risk assessments, management reporting and data analytics
- execute routine periodic manual controls in line with the Global MS&C; Minimum Control Standards (GMMCS) framework and local regulatory requirements where applicable
- be integrated with the broader Surveillance team in the region

Your Career Comeback

We are open to applications from career returners. Find out more about our program on ubs.com/careercomeback.

The team

You’ll be working in the AML transaction monitoring team in India (Pune). We're responsible for preventing and managing transaction compliance and risk. As an AML transaction monitoring specialist, you’ll play an important role in making sure we create an environment where circumventing AML regulations and fraud is difficult to perpetrate and liable to detection at the earliest opportunity in order to protect our clients, assets, and services and reputation of the UBS brand. We are the 2nd Line of defense to ensure our client transactions are not linked to or used for money laundering or terrorist financing and to meet regulatory expectations in each of the jurisdictions that we operate in.

Your skills and experience





• 12-14 years of previous experience in AML risk management & investigations, audit or compliance

- prior experience in transaction monitoring.
- good understanding of the Wealth Management / Private Banking industry.
- hands-on experience using monitoring systems, including Actimize
- good experience in team handling.
- experience interacting with the middle and front offices to minimize and resolve risks
- proficient with MS Office, particularly Excel
- proficient in business intelligence, automation or analytics software such as Alteryx, Tableau and Power BI
- strong report writing skills
- strong communication and interpersonal skills
- meticulous and strong analytical skills
- adaptable and organized with a positive can-do attitude
- self-motivator and starter who can work independently

About us

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe. We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.

How we hire

At UBS, we embrace flexible ways of working when the role permits.



We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that excellent work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves. We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Contact Details

UBS Business Solutions SA

UBS Recruiting

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

📌 AML Surveillance Manager (Pune)
🏢 UBS
📍 Pune