Green Portfolio is looking to onboard a Compliance Associate to manage and support regulatory compliance requirements, with a primary focus on adherence to SEBI regulations, applicable statutory provisions and corporate governance standards.

We are seeking a candidate with a background in Company Secretary studies and a sound understanding of corporate laws and regulatory frameworks. Candidates who have completed their CS Executive examinations or are semi-qualified Company Secretaries, including freshers, are encouraged to apply.

Key Responsibilities
Handle day-to-day SEBI compliance requirements applicable to PMS and Research Analyst activities.
Ensure timely preparation and submission of regulatory filings, returns, disclosures and periodic reports to SEBI and other applicable authorities.
Assist in monitoring compliance with SEBI regulations, circulars, guidelines and regulatory updates.
Maintain compliance records, registers, statutory documentation and regulatory correspondence.
Coordinate with internal teams to ensure timely completion of regulatory requirements and documentation.
Assist in preparing and maintaining compliance checklists,



policies, SOPs and internal compliance reports.
Support internal and external audits, inspections and regulatory reviews.
Ensure adherence to applicable provisions of the Companies Act, 2013, and other relevant corporate laws.
Track regulatory deadlines and ensure timely closure of compliance-related requirements.

Eligibility & Requirements
CS Executive or CS Qualified candidates, including semi-qualified Company Secretaries.
Positive understanding of the Companies Act, 2013, and a strong understanding of SEBI regulations and compliance requirements.
Strong documentation, coordination and organisational skills.
Positive attention to detail and the ability to manage regulatory timelines.
Familiarity with financial markets, PMS, AIFs or Research Analyst regulations will be an advantage.
Interest in financial markets, investment management, PMS and AIF operations.
Ability to manage multiple compliance requirements and regulatory deadlines with attention to detail.

📌 Compliance Associate Gurugram
🏢 Green Portfolio
📍 Gurugram