Job Requirements Role/Job Title: Senior Transaction Monitoring Analyst Business: Retail Banking Function/ Department: Compliance Roles &

Responsibilities:
'-Oversee all business operations relating to compliance including policies, investments, and procedures '-Design and monitor control systems to deal with violations of legal rules and internal policies '-Regularly assess the efficiency of control systems and recommend effective improvements '-Review and evaluate bank's procedures and reports to identify hidden risks or common issues '-Perform periodic audits on company procedures and processes, maintain and organize compliance records '-Draft compliance checklists,



manuals and other regulatory documentation '-Coordinate with different department leads to review all departmental compliance policies '-Liaise with the senior management to ensure proper implementation of compliance policies '-Initiates investigations when possible non-compliance takes place within the bank '-Facilitate employee training sessions on legal and compliance issues '-Supervise compliance officers and team, share best practices. Secondary

Responsibilities:
'-Leverage in-house synergies through collaboration with internal stakeholders '-Keep abreast of regulatory developments within or outside of the bank as well as evolving best practices in compliance control '-Create an workplace that promotes collaborative learning and collective ownership of responsibilities Managerial & Leadership

Responsibilities:
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- Attract and retain best-in-class talent for key roles in their reporting structure Key Success Metrics: Portfolio quality

📌 Senior Transaction Monitoring Analyst (Thane)
🏢 IDFC FIRST Bank
📍 Thane