Location: PAN India
Level: SA / M
Notice Period: Immediate Joiners
Domain: BFSI / Capital Markets / Broker-Dealer
Role: Business Analyst– Regulatory Reporting Role Summary We are looking for an experienced Business Analyst with a strong functional and data analysis background to support regulatory reporting initiatives within a Broker-Dealer environment. The ideal candidate should be capable of working independently with business stakeholders and technology teams to understand regulatory reporting requirements, identify and source relevant data, define source-to-target mappings into OFSAA Financial Data Store (FDS) or similar financial data platforms, and support implementation, testing, reconciliation, and validation activities. Key Responsibilities Gather, analyze, and document business, functional, and regulatory reporting requirements in collaboration with Finance, Compliance, Operations, and Technology teams. Identify source systems, data elements, and data dependencies required to support Broker-Dealer regulatory reporting. Define and document source-to-target data mappings into the OFSAA Financial Data Store (FDS) data model or similar financial data platforms. Perform data profiling, data analysis, reconciliation, and gap analysis to assess data quality, completeness, and suitability for regulatory reporting. Work closely with technology teams to drive data sourcing, ETL, implementation, and issue-resolution activities. Support SIT and UAT, including validation and reconciliation of reporting outputs against source systems and reported figures. Prepare and maintain functional requirements, data mapping specifications, data dictionaries,



and supporting documentation. Identify data issues, dependencies, risks, and gaps proactively and coordinate with relevant stakeholders for resolution. Work independently with minimal supervision and effectively coordinate across business and technology teams. Support regulatory reporting requirements, including SEC Rule 15c3-3 (Customer Protection Rule), where applicable. Required Skills Strong experience as a Business Analyst within BFSI or Capital Markets. Good understanding of Broker-Dealer operations and regulatory reporting. Solid experience in data analysis, data profiling, data mapping, and reconciliation. Hands-on experience in source-to-target mapping and working with large financial datasets. Experience with OFSAA Financial Data Store (FDS) or similar financial/regulatory data platforms. Strong understanding of data sourcing and ETL processes. Experience supporting SIT/UAT and data validation. Ability to prepare clear BRDs/FRDs, mapping documents, data dictionaries, and functional specifications. Strong stakeholder management skills with the ability to work across Finance, Compliance, Operations, and Technology teams. Ability to work independently and drive requirements/data issues through closure. Good to Have Knowledge or experience with SEC Rule 15c3-3 / Customer Protection Rule. Prior experience in Broker-Dealer regulatory reporting programs. Strong SQL/querying skills for data analysis, validation, and reconciliation. Please prioritize candidates with a strong combination of: Business Analyst + Broker-Dealer + Regulatory Reporting + Capital Markets/BFSI + OFSAA/FDS + Data Mapping + Data Analysis/Reconciliation

📌 Business Analyst– Regulatory Reporting - SA/M Level (India)
🏢 People First Consultants
📍 India