Deputy Manager -Listing Compliance Operations (Mumbai)

Deputy Manager -Listing Compliance Operations (Mumbai)

13 Nov
|
Evoke HR Solutions
|
Mumbai

13 Nov

Evoke HR Solutions

Mumbai

We're Hiring | Deputy Manager – Listing Compliance Operations

? Location: BKC, Mumbai

? Experience: 1 Year

? Qualification: CS / LLB (additional qualifications preferred)

We are looking for professionals with experience in Capital Markets, Listing Compliance and SEBI Regulations.

Key Responsibilities:

- Monitor quarterly and ongoing compliance of listed companies under SEBI LODR, SAST, PIT and ICDR regulations.
- Review and scrutinise documents submitted by listed companies to ensure regulatory compliance.
- Process corporate actions such as dividends, bonus issues, rights issues, face value splits and schemes of arrangement.
- Prepare compliance approval notes, circulars, advisory letters and show-cause notices.
- Monitor disclosures and compliance requirements and coordinate with listed companies for clarifications.
- Handle non-compliance cases and initiate necessary actions as per applicable SEBI regulations.




- Track regulatory updates from SEBI, RBI and other authorities.
- Prepare MIS reports, compliance data and process documentation.

Required Skills & Experience:

- 1-2 years of relevant experience in Capital Markets.
- Valuable knowledge of SEBI regulations, particularly LODR.
- Understanding of Listing Regulations, Companies Act and compliance processes.
- Strong documentation, analytical and stakeholder management skills.
- Experience interacting with listed companies, stock exchanges or regulatory authorities will be an advantage.

Interested candidates can share their updated resumes on [email protected].

#Hiring #CapitalMarkets #ListingCompliance #SEBI #LODR #CompanySecretary #LegalJobs #MumbaiJobs #ComplianceJobs

📌 Deputy Manager -Listing Compliance Operations (Mumbai)
🏢 Evoke HR Solutions
📍 Mumbai

Reply to this offer

Impress this employer describing Your skills and abilities, fill out the form below and leave Your personal touch in the presentation letter.

Subscribe to this job alert:

Get the latest job offers by email for: deputy manager -listing compliance operations (mumbai) / mumbai

Subscribe to this job alert:

Get the latest job offers by email for: deputy manager -listing compliance operations (mumbai) / mumbai