We're Hiring | Deputy Manager – Listing Compliance Operations
? Location: BKC, Mumbai
? Experience: 1 Year
? Qualification: CS / LLB (additional qualifications preferred)
We are looking for professionals with experience in Capital Markets, Listing Compliance and SEBI Regulations.
Key Responsibilities:
- Monitor quarterly and ongoing compliance of listed companies under SEBI LODR, SAST, PIT and ICDR regulations.
- Review and scrutinise documents submitted by listed companies to ensure regulatory compliance.
- Process corporate actions such as dividends, bonus issues, rights issues, face value splits and schemes of arrangement.
- Prepare compliance approval notes, circulars, advisory letters and show-cause notices.
- Monitor disclosures and compliance requirements and coordinate with listed companies for clarifications.
- Handle non-compliance cases and initiate necessary actions as per applicable SEBI regulations.
- Track regulatory updates from SEBI, RBI and other authorities.
- Prepare MIS reports, compliance data and process documentation.
Required Skills & Experience:
- 1-2 years of relevant experience in Capital Markets.
- Valuable knowledge of SEBI regulations, particularly LODR.
- Understanding of Listing Regulations, Companies Act and compliance processes.
- Strong documentation, analytical and stakeholder management skills.
- Experience interacting with listed companies, stock exchanges or regulatory authorities will be an advantage.
Interested candidates can share their updated resumes on
[email protected].
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📌 Deputy Manager -Listing Compliance Operations (Mumbai)
🏢 Evoke HR Solutions
📍 Mumbai