SEBI Compliance: Knowledge of SEBI regulations applicable to listed companies, including relevant listing and disclosure requirements. MCA & IEPF Compliance: Understanding of MCA regulations, statutory filings and Investor Education and Protection Fund (IEPF) requirements. Companies Act: Knowledge of the Companies Act, 2013, and applicable provisions relating to listed and unlisted companies. Legal Drafting: Draft written statements, replies and representations in response to cases and complaints filed by investors against client companies or RTAs. Investor Grievance Management: Handle investor complaints, investigate issues, coordinate with relevant stakeholders and ensure timely resolution. Regulatory Correspondence: Assist in preparing responses to regulatory notices, investor communications and compliance-related queries. Documentation & Records: Maintain proper records of investor complaints, case documents, regulatory correspondence and compliance activities. Stakeholder Coordination: Coordinate with listed companies,
RTAs and other relevant stakeholders to resolve investor-related matters. Required Skills
• Sound knowledge of SEBI regulations applicable to listed companies.
• Working knowledge of MCA, IEPF and Companies Act requirements.
• Strong drafting, written communication and documentation skills.
• Ability to analyse investor complaints and prepare appropriate replies.
• Positive problem-solving and grievance-resolution skills.
• Attention to detail and ability to manage multiple cases within prescribed timelines. Preferred Candidate Profile
• Preferably 1–2 years of relevant experience with a listed company, company secretarial firm, RTA or corporate compliance team.
• Semi-qualified candidates may be from CS, CA or CMA streams.
• Candidates with practical exposure to investor grievances, regulatory correspondence and corporate secretarial matters will be preferred.
📌 Registrar and Transfer Agent (Chennai)
🏢 Integrated Enterprises
📍 Chennai
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