Job highlights

- Postgraduate in Management with audit experience in Bank/NBFC and expertise in compliance testing

- Conduct independent compliance testing, assist in RBI inspection, prepare compliance plans and reports, perform thematic reviews, and develop compliance training

Role & responsibilities The role involves following key activities at team leader level:

- Perform independent compliance testing of various products of the Company on a sample basis and report findings/ensure closure of the same.

- Testing areas include:

- Assist in preparation of compliance testing plan

- Testing of various Circulars and Directions issued by RBI from time to time

- Thematic reviews of customer grievances, ECL model, capital adequacy calculation, Regulatory returns, Asset Liability Management, etc

- Review of reporting to Credit Information Companies

- Product testing of various loan products for compliance with KYC/AML, FPC, etc

- Offsite monitoring of key parameters

- Branch visits





- Assist in preparing data pack for various meetings such as Senior Management Committee, Audit Committee of Board etc and draft/review minutes of aforementioned meetings.

- Ensure updation of new circulars in Compliance monitoring tool

- Tracking of compliance in compliance monitoring tool and circulate dashboards

- Assist in RBI inspection of the Company and internal audit of Compliance function.

- Develop and conduct compliance training sessions to help drive Compliance culture in the company

Preferred candidate profile

- Qualified with a post graduate degree in Management

- Candidates with Audit experience in Bank/NBFC would be an added advantage.

- Should have good verbal and written communication skills with an eye for detail.

- Should be conversant with Word, Excel and powerpoint.

📌 Urgent - Require MBA Fresher - Compliance - KMPL (Mumbai Suburban)
🏢 Kotak Mahindra Bank
📍 Mumbai Suburban