Key Responsibilities

1. Enterprise Risk Management

- Develop and implement a comprehensive risk management framework for the AMC.

- Identify, assess and monitor investment, operational, liquidity, market and business risks.

- Establish risk policies, procedures, controls and escalation mechanisms.

- Conduct periodic risk assessments and recommend mitigation strategies.

1. Investment & Portfolio Risk Management

- Monitor portfolio risks, including market, credit, liquidity, concentration and interest rate risks.

- Ensure compliance with investment mandates, scheme objectives and internal risk limits.

- Review portfolio exposure and identify potential risks arising from market volatility.

- Work closely with fund managers and investment teams to ensure appropriate risk controls.

1. Regulatory Compliance & Governance

- Ensure the risk management framework aligns with applicable SEBI regulations, AMFI guidelines and other regulatory requirements.

- Coordinate with Compliance, Internal Audit and other departments to address regulatory observations.

- Support risk-related reporting to the Board, Trustees and relevant committees.

- Ensure timely reporting and escalation of material risk events.

1.



Operational Risk Management

- Identify and mitigate operational risks across fund management, transactions, technology and business operations.

- Establish internal controls to minimize process failures, fraud and operational losses.

- Oversee business continuity planning and disaster recovery risk assessments.

- Monitor outsourcing, third-party and vendor-related risks.

1. Liquidity & Stress Testing

- Establish liquidity risk monitoring mechanisms for mutual fund schemes.

- Conduct periodic stress testing and scenario analysis.

- Assess the impact of adverse market conditions on portfolios and liquidity.

- Develop contingency plans and recommend corrective actions where necessary.

1. Risk Reporting & Stakeholder Management

- Prepare periodic risk reports, dashboards and management updates.

- Present significant risk exposures and mitigation plans to senior management and relevant committees.

- Work closely with the CEO, CIO, fund managers, Compliance and Operations teams.

- Promote a solid risk management culture across the organization.

📌 Risk Officer (Mumbai)
🏢 Choice International
📍 Mumbai