Company Description SMEST Capital Private Limited is an investment platform that enables users to access a curated range of fixed-income securities, including Corporate Bonds and Government Securities (G-Secs). The firm is registered with the Securities and Exchange Board of India (SEBI) under Registration Number INZ000302039. Operating under the SEBI registered name SMEST Capital Private Limited, the company is committed to offering transparent, compliant, and secure investment options.

SMEST focuses on building trust with its users by adhering to regulatory standards and providing reliable fixed-income products. The organization values professionals who can contribute to its growing presence in the Indian capital markets.

Role Description This is a full-time, on-site Research and Compliance Executive role based in Mumbai. The role involves conducting detailed research on fixed-income securities, issuers, credit ratings, market trends, and regulatory developments relevant to Corporate Bonds and G-Secs. The individual will assist in monitoring and implementing regulatory compliance requirements,



ensuring adherence to SEBI and other applicable guidelines.

Day-to-day tasks include drafting and reviewing internal compliance documents, KYC processing, supporting policy updates, and maintaining accurate records for audits and regulatory reporting. The role also requires collaborating with internal teams, communicating compliance-related insights, and contributing to risk assessment and mitigation strategies.

Qualifications

- Candidates should possess solid Analytical Skills, including the ability to interpret financial data, assess risk, and analyze regulatory updates.
- Candidates should possess strong Communication and Interpersonal Skills to collaborate with cross-functional teams and convey compliance requirements clearly.
- Relevant academic background such as a degree in Law, Finance, Economics, Commerce, or a related field is beneficial.
- Attention to detail, integrity, and the ability to work in a structured, deadline-driven environment are important.
- Freshers may apply

📌 Research and Compliance Executive (Mumbai)
🏢 SMEST Capital Private
📍 Mumbai