SEBI Compliance: Knowledge of SEBI regulations applicable to listed companies, including relevant listing and disclosure requirements.

MCA & IEPF Compliance: Understanding of MCA regulations, statutory filings and Investor Education and Protection Fund (IEPF) requirements.

Companies Act: Knowledge of the Companies Act, 2013, and applicable provisions relating to listed and unlisted companies.

Legal Drafting: Draft written statements, replies and representations in response to cases and complaints filed by investors against client companies or RTAs.

Investor Grievance Management: Handle investor complaints, investigate issues, coordinate with relevant stakeholders and ensure timely resolution.

Regulatory Correspondence: Assist in preparing responses to regulatory notices, investor communications and compliance-related queries.

Documentation & Records: Maintain proper records of investor complaints, case documents, regulatory correspondence and compliance activities.

Stakeholder Coordination: Coordinate with listed companies,



RTAs and other relevant stakeholders to resolve investor-related matters.

Required Skills

- Sound knowledge of SEBI regulations applicable to listed companies.
- Working knowledge of MCA, IEPF and Companies Act requirements.
- Solid drafting, written communication and documentation skills.
- Ability to analyse investor complaints and prepare appropriate replies.
- Good problem-solving and grievance-resolution skills.
- Attention to detail and ability to manage multiple cases within prescribed timelines.

Preferred Candidate Profile

- Preferably 1–2 years of relevant experience with a listed company, company secretarial firm, RTA or corporate compliance team.
- Semi-qualified candidates may be from CS, CA or CMA streams.
- Candidates with practical exposure to investor grievances, regulatory correspondence and corporate secretarial matters will be preferred.

📌 Registrar and Transfer Agent (Chennai)
🏢 Integrated Enterprises
📍 Chennai