- Carry out Transaction Monitoring investigations on generated alerts by analyzing transaction data and customer profile information in order to determine if the alerts can be closed or require escalation.
- Gather supporting information from the public domain including screening tools and open-source research and/or from client and customer.
- Proactively manage your own work allocation and meet daily, monthly productivity and quality targets by seeking clear guidance, instruction or coaching to help fulfil your role.
- Proactively build relationships with all team members for smooth functioning
- Interact with global counterparts, to ensure a consistent approach to AML monitoring.
- To identify and escalate potential areas for process improvement and system automation with focus on enhancing the client experience.
- A positive understanding of regulatory requirements i.e., Anti-Money Laundering/Sanction/KYC
- To interact and cooperate with other relevant departments to ensure compliance and operational efficiency, proper business procedures and client focus.
- To comply with Company?s prevailing Security Policy and Business Procedures
- To embrace the seven virtues and the rules of engagement as outlined in the company?s Corporate Statement
Mandate:
- 2 to 5 years of experience of Transaction Monitoring within the Financial Services industry.
- Demonstrable knowledge of AML policies and procedures including Sanctions, Anti-bribery and Corruption used to address financial crime risks and application of a risk-based approach.
- Understanding of regulatory developments driving the industry and key issues affecting regulated firms.
- A high level of attention to detail and experience following strict policies and procedures.
- An ability to balance high productivity with high quality of work.
- Demonstrate an inquisitive nature which is inclined to investigate, identify issues and solve problems.
- Good to have knowledge of MS Office, Financial Markets, Financial Instruments.