As a Compliance KYC Analyst, you will be responsible for the KYC and Non-KYC Component of the Client On-Boarding process and for performing Client KYC Periodic Reviews. You will be required to interact internally with the various teams at the Mauritius office and other Apex Offices.

The Role:

- Send initial KYC requirements list to client.

- Complying with FATCA / CRS regulations.

- Follow up and collate KYC documentation from client

- Review and scrutinize KYC documentation received ensuring it is appropriate for the risk rating level applicable to the client

- Carry out screening (Name list screening and Negative News Searches (in line with Apex Screening Procedure):

- Prepare KYC checklists and arrange for review

- Prepare Location-wise Local AML Risk Assessment and arrange for review

- Prepare Apex Group Client Risk Assessment and arrange for review

- Escalate any concerns identified during the KYC review process to the Apex Local Client Acceptance Committee / Compliance.

- Input all KYC Information Collected on KYC Application / Tool

- Prepare the Initial Client KYC File

- Attend to KYC Queries

- Perform New Client Adoptions

- Perform Regular Reviews, Event Driven Reviews, Trigger Driven Reviews

- Understand and Apply KYC Key Operating Procedures and the Apex Group AML / CFT Policy / PEP and HR Policy and any other Group Policies applicable to the AML/KYC Process

- Update MIS / KPI

- Perform operational Onboarding tasks

- Prepare Due Diligence Reports





- Support the Senior KYC Analyst, KYC Team Leader and the Onboarding Managers

- Assist in any other ad hoc Client KYC / Due Diligence related tasks and processes as requested by the Head of Department

Skills Required

- Valuable knowledge of standard and enhanced due diligence and KYC procedures.

- Strong research and analytical skills to collect and analyse large amounts of data and developing well-reasoned recommendations.

- Ability to work under pressure and tight schedules.

- Multitasking, time management, presentation and communication skills

- Result oriented, detail oriented, team player with ability to work with minimum supervision in a fast-paced environment.

- Strong documentation skills to clearly articulate risks.

- Excellent interpersonal and verbal and non-verbal communication along with strong customer service skills

- Strong work ethic, professional and approachable personality

- Inquisitive and self-motivated

- Quick learning and adaptability to new systems and Operational Procedures

- Efficient Computer and web skills

Qualifications

- A Degree in Management, Law and Finance.

- 3 to 6 years of experience in KYC compliance role.

- Experience in AML KYC, FATC, CRS and Due Diligence.

What you will get in return:

- A genuinely unique opportunity to be part of an expanding large global business

- Exposure to all aspects of the business, cross-jurisdiction and to working with senior management directly

📌 FATCA CRS Officer (Pune)
🏢 Apex Group
📍 Pune