Role & responsibilities
- Develop and manage the NBFCs compliance program as per RBI guidelines.
- Conduct regular compliance checks on RBI circulars and policies.
- Ensure compliance with RBI rules on foreign exchange, FDI, etc.
- Stay updated on RBI circulars and share relevant updates with departments.
- Provide ongoing guidance to teams on RBI compliance matters.
- Prepare and file all required reports and returns with the RBI.
- Create and implement internal governance policies
- Update senior management/Board on important regulatory changes.
- Coordinate with auditors and respond to compliance-related queries.
- Assist in handling RBI audits and inspections.
- Ensure KYC and AML guidelines are followed across the company.
- Monitor suspicious or large transactions and report to FIU.
- Ensure compliance with SEBI LODR for debt-listed companies.




- Prepare and file reports and disclosures with stock exchanges.
- Track SEBI regulation changes and ensure proper implementation.
- Work with departments to maintain SEBI compliance.
- Assist in preparing agendas, minutes, and resolutions for Board/committee meetings
- Ensure compliance with Companies Act, 2013 and related rules. Preferred candidate profile
- Qualified skilled with Company Secretary background, with strong knowledge in regulatory compliance and financial governance.
- Experience in managing RBI, SEBI, and Companies Act compliance, including regulatory filings, audits, KYC/AML, and governance-related activities.
- Min 2 years of experience.

📌 RBI Compliance (Mumbai Suburban)
🏢 Orix
📍 Mumbai Suburban