3 to 8 years of experience in Trade Surveillance / Market Surveillance. Preference for candidates from NSE, BSE, domestic brokerage houses, global institutional broking firms.
Responsibilities
- Review and investigate surveillance alerts relating to:
- Front Running
- Circular Trading
- Wash Trades
- Synchronized Trades
- Price/Volume Manipulation
- Insider Trading and Market Abuse
- Analyze client and dealer trading activity.
- Prepare surveillance reports and regulatory submissions.
- Liaise with Compliance, Risk, Front Office, and Exchanges.
Qualifications Not specified.
Required Skills
- 3 to 8 years of experience in Trade Surveillance / Market Surveillance.
- Preference for candidates from NSE, BSE, domestic brokerage houses, global institutional broking firms.
Preferred Skills
- Solid knowledge of Indian derivative market.
- Hands-on experience with surveillance tools such as NASDAQ SMARTS, or similar platforms. This aligns with internal surveillance discussions around advanced tools and alert management.
- Strong understanding of SEBI, NSE, BSE surveillance requirements and market abuse regulations.
- Experience handling institutional trading surveillance would be preferred.
- Good analytical, investigation, and report-writing skills.
- Experience handling high-volume alerts, calibrating surveillance scenarios, and interacting with regulators/exchanges.