Legal & Compliance Manager (Gurugram)

Legal & Compliance Manager (Gurugram)

14 Nov
|
GoodSpace AI
|
Gurugram

14 Nov

GoodSpace AI

Gurugram

About the Role

We are looking for a CS or LL.B. candidate with 4-8 years of experience, based in Gurugram.

Key Responsibilities

- Own SEBI (Mutual Funds) Regulations compliance end to end: filings, disclosures and periodic regulatory reporting.
- Track SEBI and AMFI circulars, assess impact and drive implementation across the business.
- Run the compliance calendar and coordinate regulatory audits and inspections.
- Liaise with SEBI, AMFI, RTAs, custodians, trustees and other market intermediaries.
- Own the legal side of the business: draft, review and negotiate contracts, including distribution, vendor and service agreements.
- Provide legal advisory support across the business and coordinate with external counsel where needed.
- Support company secretarial work and board-level compliance.
- Advise product, wealth and operations teams on regulatory questions,



including KYC/AML and data privacy.

Requirements

- CS (Company Secretary, ICSI) or LL.B. - either qualification works, since the role carries a real legal component alongside compliance.
- 4-8 years in legal and compliance, with a mutual fund, AMC or wealth regulatory focus.
- Working command of SEBI (Mutual Funds) Regulations and AMFI guidelines.

Preferred Qualifications

- NISM/AMFI certification, such as NISM Series III-C, preferred.

Location & Work Mode

Based in Gurugram/NCR, or open to relocating to Gurugram. Open to relocators. Robust mutual fund regulatory candidates based in Mumbai who are willing to relocate to Gurugram are welcome.

📌 Legal & Compliance Manager (Gurugram)
🏢 GoodSpace AI
📍 Gurugram

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