Rc - Mena Fs Risk - Conduct Review Specialist - Manager (Thiruvananthapuram)

Rc - Mena Fs Risk - Conduct Review Specialist - Manager (Thiruvananthapuram)

30 Jul
|
EY
|
Thiruvananthapuram

30 Jul

EY

Thiruvananthapuram

At EY you ll have the chance to build a career as unique as you are with the global scale support inclusive culture and technology to become the best version of you And we re counting on your unique voice and perspective to help EY become even better too Join us and build an exceptional experience for yourself and a better working world for all Risk Consulting - MENA FS Risk - Manager - Market Conduct and Consumer Protection Description EY GDS Risk Consulting is a unique industry-focused business unit that provides a broad range of integrated services that leverage deep industry experience with strong functional capability and product knowledge MENA risk consulting practice provides integrated consulting services to financial institutions and other capital markets participants including commercial banks investment banks This role involves leading the implementation of Market Conduct Risk policies to ensure alignment with regulatory obligations including Consumer Protection Regulations Develop metrics for effective monitoring and integrate Market Conduct risks with other key risk types to enable mitigation and informed reporting to stakeholders Key Responsibilities Craft and update Market Conduct risk management policies and procedures for clients ensuring the effective governance of Market Conduct risks Ensure that regulated entities comply with all applicable market conduct regulations and consumer protection laws Review and analyse recent regulations to determine their impact on business operations Identify key market conduct and consumer protection risks across various jurisdictions for a range of clients Conduct or participate in examinations of insurance companies banks or other financial institutions to assess compliance with market conduct standards Investigate consumer complaints to identify potential violations of market conduct rules Work with other departments to resolve consumer complaints and issues in a timely and fair manner Prepare reports detailing findings from examinations and audits Develop key risk indicators for consumer compliance and continuously monitor metrics associated with principal market conduct risks Analyse and report on client risk frameworks to enhance market conduct and compliance management Stay updated with industry and regulatory developments especially concerning consumer protection enforcement actions and new regulations to provide informed advisory services to clients Qualifications Certifications and Education Required skills and experience MBA PGDM Legal qualification with a focus on Finance 6 years of experience in Compliance Legal roles within the financial services industry Proficient in interpreting banking CBUAE regulations understanding their impact on consumer business processes and identifying consumer compliance and market conduct risks Strong relationship management skills capable of fostering trust and collaboration with clients Extensive knowledge of banking products and services with the ability to advise clients on best practices EY Building a better working world EY exists to build a better working world helping to create long-term value for clients people and society and build trust in the capital markets Enabled by data and technology diverse EY teams in over 150 countries provide trust through assurance and help clients grow transform and operate Working across assurance consulting law strategy tax and transactions EY teams ask better questions to find new answers for the complex issues facing our world today

📌 Rc - Mena Fs Risk - Conduct Review Specialist - Manager (Thiruvananthapuram)
🏢 EY
📍 Thiruvananthapuram

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