Roles and Responsibilities

Hiring for a Leading Private Sector Bank

Roles and Responsibilities :-
Handling Regulatory Compliance for the Bank covering various regulations of SEBI, PFRDA, NSDL, CDSL, NSE, BSE etc.
Handling Compliance with above mentioned regulations pertaining to business of Custodian, DP, DDP, Pension Fund, Merchant Banking Business of the Bank.
Circulating action points arising out of regulatory circulars/ notifications/ communications and pro-active follow up with the stakeholders ensuring timely implementation of the same.
Reviewing existing and recent processes and handling correspondences with the regulators on Compliance related matters.
Handling Onsite Regulatory Inspections of SEBI, PFRDA, NSDL, CDSL, NSE, BSE, etc.
Providing clarifications on queries raised by stakeholders within the Bank and from Group entities on Compliance related matters.
Drafting and vetting of various submissions to be made to the ACB/Board.
Submission of various regulatory reports from time to time.

📌 Para Banking Advisory Compliance Mumbai (India)
🏢 Skill Ventory
📍 India