Pre-requisites:

~5 to 7 years of experience in wealth, asset management, or capital markets compliance.

~ Strong hands-on exposure to PMS, AIF, MFD, or similar SEBI-regulated businesses.

~ Deep understanding of SEBI regulations, along with working knowledge of FEMA and corporate laws.

~ Strong stakeholder management skills with ability to work closely with business teams.

What You’ll Do:

Oversee wealth compliance across PMS, AIF, and Mutual Fund Distribution.

Manage end-to-end SEBI regulatory filings, audits, and inspections.

Provide robust exposure to regulatory interpretation and implementation across functions.

Responsibilities

Oversee wealth compliance across PMS, AIF, and Mutual Fund Distribution.





Manage end-to-end SEBI regulatory filings, audits, and inspections.

Provide strong exposure to regulatory interpretation and implementation across functions.

Qualifications

~5 to 7 years of experience in wealth, asset management, or capital markets compliance.

Required Skills

Robust hands-on exposure to PMS, AIF, MFD, or similar SEBI-regulated businesses.

Deep understanding of SEBI regulations, along with working knowledge of FEMA and corporate laws.

Solid stakeholder management skills with ability to work closely with business teams.

📌 Inspection & Compliance Manager Mumbai (India)
🏢 Antal International
📍 India