Experience: Freshers (Law Graduates) or up to 1 year of experience
Gender Preference: Male Candidates
Joining: Immediate
Job Overview:
We are looking for agile and enthusiastic Law Graduates with a keen interest in Stock Broking Compliance. The ideal candidate should be eager to learn and grow in the compliance domain while having hands-on experience in trading at a personal level. This is a great opportunity to build a career in the financial markets and regulatory compliance.
Key Responsibilities:
- Ensure compliance with SEBI, NSE, BSE, and other regulatory guidelines.
- Assist in audits, inspections, and regulatory filings.
- Maintain records and compliance reports as per regulatory requirements.
- Monitor internal trading activities to ensure adherence to rules.
- Support the compliance team in risk assessment and mitigation strategies.
- Stay updated with the latest regulatory changes in the stock broking industry.
- Coordinate with various departments for compliance-related matters.
Requirements:
- Law Graduate (LLB) – Freshers or up to 1 year of experience in Compliance or Stock Broking.
- Strong interest in Stock Market & Trading (must have personal trading experience).
- Good understanding of SEBI regulations and financial laws (preferred but not mandatory).
- Excellent analytical, communication, and documentation skills.
- Ability to work in a fast-paced and dynamic environment.
- Must be a male candidate and available for immediate joining.
Why Join Us?
- Opportunity to build a career in Stock Market Compliance.
- Hands-on learning and mentorship from experienced professionals.
- Exposure to regulatory frameworks and trading operations.
- Competitive salary with growth opportunities.
📌 Compliance executive for one of the stock broking form for Kolkata
🏢 RECEX
📍 Kolkata
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