Job Title: AVP

Department: FSS

About Business line/Function: Regulatory Reporting.

Position Purpose: The US Local Regulatory Reporting Team is responsible for the production of financial and regulatory reports and information required to ensure compliance with regulatory expectations as well as other internal monitoring requirements. The Governance and Continuous Improvement (GCI) team ensures on-going compliance of established governance framework, coordinating internal and external audits, lead and deliver transformation, remediation, and continuous improvement initiatives across reporting teams within the LRR platform.

Responsibilities

Direct Responsibilities

The Governance And Continuous Improvement Specialist Will Manage Transversal Processes, Implement Process Improvements, And Support Audit And Remediation Projects. Key Responsibilities Will Include:

Enforce quality assurance / control:
Manage the execution of transversal processes established to ensure compliance with LRR policies and procedures (e.g. accountability policy, manual adjustments standard,



and spreadsheet management controls, etc.)
Serve as point of contact to coordinate across LRR reporting teams to ensure quality and consistent execution of standard processes and controls
Support internal and external audits
Coordinate the annual regulatory reporting training program; enhance training materials and deliver training to key stakeholders

Support Continuous Improvement and Change Management initiatives:
Support the coordination and implementation of continuous improvement initiatives, i.e. to track, design and implement recent or changes to existing regulatory reporting processes across reporting teams
Coordinate and drive on-going enhancements projects, e.g. data solution and remediation, as well as other efforts to increase automation
Coordinate and drive closure of outstanding issues, recommendations, system defect and ensure proper documentation
Provide periodic status reports to stakehol

📌 Asst Vice President (Mumbai)
🏢 BNP Paribas
📍 Mumbai