- Monitor day-to-day compliance activities and escalate issues to seniors when required
- Review and implement company policies, procedures, and internal controls.
- Assist in preparing and submitting compliance reports, regulatory filings, and disclosures.Conduct periodic audits, inspections, and compliance checks across departments.
- Identify potential risks and provide recommendations for corrective actions.Maintain up-to-date knowledge of relevant laws, regulations, and guidelines.
- Assist in filing regulatory returns and documentation within prescribed timelines
- Support preparation, maintenance, and updating of compliance records, registers, and reports
- Handle regulatory queries, inspections, and correspondence with authorities.
- Ensure employee awareness and training on compliance requirements and ethical standards.
- Support in drafting compliance manuals, policies, and standard operating procedures (SOPs).
- Investigate non-compliance issues and assist in corrective and preventive actions.

Pay: ₹12,000.00 - ₹14,000.00 per month

Work Location: In person

📌 Compliance Executive (India)
🏢 RAGHUNANDAN MONEY
📍 India