We are looking for an experienced Manager Inspection & Compliance with a robust background in Capital Markets, Exchange Operations, and Regulatory Compliance. The ideal candidate should have hands-on experience in inspections, member compliance, regulatory reporting, and SEBI guidelines.

Key Responsibilities

- Oversee onsite inspections and compliance reviews of trading members.
- Review inspection observations, reports, and recommend corrective actions.
- Monitor member compliance with SEBI and Exchange regulations.
- Review internal audit reports and identify regulatory gaps.
- Analyze financial returns, net worth statements, and compliance submissions.
- Prepare regulatory reports and coordinate with internal teams and external regulators.
- Respond to member queries and support compliance initiatives.

Required Skills

- Capital Markets / Stock Exchange Operations
- SEBI Regulations & Trading Member Compliance
- Inspection & Internal Audit
- Regulatory Compliance
- Risk & Compliance
- Data Analysis & Reporting
- Strong communication and stakeholder management skills

Preferred: Experience with Stock Exchanges, Broking Firms, or Financial Services organizations.

📌 Inspection Manager (Mumbai)
🏢 EVOKE HR
📍 Mumbai