06 Aug
|
prachay group
|
India
06 Aug
prachay group
India
Daily Operations
Processing of demat account opening, modification, and closure
Handling DIS (Delivery Instruction Slips) and execution of off-market/on-market transactions
Processing pledge / unpledged / invocation requests
Handling dematerialization and rematerialization requests (DRF/RRF)
Settlement-related activities and coordination with clients/exchanges
Monitoring corporate actions (bonus, split, dividend, etc.)
Compliance & Regulatory:
Ensuring compliance with SEBI guidelines
Adhering to Central Depository Services (India) Limited regulations and circulars
Maintaining proper audit trail and documentation
Handling KYC compliance and periodic updates
Monitoring BSDA eligibility and updates
Ensuring proper client communication and consent records
Reporting & Reconciliation:
Daily and periodic reconciliation of DP accounts
Generating and reviewing MIS reports
Monitoring pending transactions and resolving discrepancies
Maintaining records for internal and regulatory audits
Client Servicing
Resolving client queries related to demat accounts and transactions
Assisting clients with account-related requests and compliance requirements
Ensuring timely communication for any changes or updates Skills And Knowledge Knowledge of DP operations and depository systems
Understanding of SEBI/CDSL regulations
Attention to detail and accuracy
Positive communication and coordination skills
Basic knowledge of capital markets Educational Qualification Graduate (preferably in Commerce/Finance)
NISM DP certification (preferred) Experience Background DP operations / Stock Broking / Depository services
📌 Depository Participant (India)
🏢 prachay group
📍 India