Dear Aspirants,

We have an Immediate opening for Legal&Secreterial; .

Responsible for legal drafting, vetting, documentation, negotiations, litigations, etc.

Responsible for all day to day matters relating to Regulatory Compliance including but not

limited to SEBI (MF) Regulations, , Companies Act, 2013, AML, Insider Trading,

RBI reporting, FATCA, etc.

To discharge all company secretarial matters

Key Accountabilities

1. Responsiblefor all legal activities including reviewing & vetting contracts/agreements,

managing/ advising/negotiating on all legal matters.

2. Prepare standard legal documents, all policies including Group standards, update them

from time to time, and keep their version controls and ensuring compliance with the

same.

3. Responding to legal and other notices / queries within a defined timeline including to

external third parties and regulatory authorities.

4. Ability to identify legal implications arising out of an agreement, matter or litigation and

advising various stakeholders.

5. Responsible for work relating to all board, committees and shareholder meetings of AMC

& Trustee Company including attending all these meetings.

6. Ensuring all company secretarial activities including share issuance, forms filing with ROC,

managerial appointments, shareholders matters, etc.

7. Well-versed with relevant corporate laws applicable to the industry specifically the

provisions of Companies Act, 2013,



SEBI/AMFI regulations and compliances thereunder

.8. Responsible for all compliance initiatives and handle all day to day compliance activities.

.9. Independently manage reporting requirements to SEBI, AMFI, AMC / Trustee Board.

Formulation and ensuring Implementation of Compliance Policies / procedures.

10. Preparation of Offer documents to be filed with SEBI for launch of recent products.

11. Ensuring compliance under SEBI Regulations, AML and company law.

.12. Remain abreast of latest circulars, regulatory amendments, AMFI guidance and provide

summarized updates to the Management

.13. To interact with Regulator, RBI, AMFI, FIU, etc. and ensuring cordial relations with them.

14. To discharge all obligations under Anti-money laundering laws and Rules.

.15. Support in managing regulatory inspections of MF especially w.r.t. AML, Insider Trading,

Conflict of interest etc. Independently manage audit requirements and ensure timely

closure and zero observation reports.

16. Suggesting measures for process improvements, automation, review & strengthening of

controls framework, act as a change agent.

17. Assisting Compliance Officer in setting up of new business/business transition.

Note -

CS & LLB/LLM qualified must

Notice Period - Immediate or 30 days max

Relevant and Interested candidate share your resume to [email protected] / (phone hidden)

📌 Hiring For Manager_ Compliance, Secretarial & Legal (Mumbai)
🏢 Randstad
📍 Mumbai