Risk Management (Broking) (Mumbai)

Risk Management (Broking) (Mumbai)

06 Aug
|
Roots Recruitment
|
Mumbai

06 Aug

Roots Recruitment

Mumbai

Role & responsibilities:

• Client level Risk Management- Front office

• Supervision of Exchange Portals for CTCL, Margins and other reporting activities.

• Understanding of exchange circulars related to Risk Management and disseminating same to all to team and other stakeholders and preparing the organization for the same

• Preparation of Risk MIS to the Board of Directors/Management from time to time

• Supporting Compliance in regulatory audits pertaining to Risk Management and Surveillance matters including handling stock exchange/regulatory queries

• Handle various operational activities of the company as per rules and regulations of NSE, BSE, MCX, NSDL and SEBI.

• Should know how to operate ODIN.

• Supporting Compliance in regulatory audits pertaining to Risk Management.

📌 Risk Management (Broking) (Mumbai)
🏢 Roots Recruitment
📍 Mumbai

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