We are seeking a highly motivated and detail-oriented Senior Internal Auditor to join our Global Internal Audit team. This role is ideal for a dynamic audit professional with proven experience in executing audits from planning through reporting, with strong organizational skills and the ability to consistently meet deadlines without sacrificing quality.

The ideal candidate will have a solid background in operational auditing, with exposure to financial and regulatory controls. Experience in the financial services industry is preferred, particularly for candidates with a strong understanding of investment management and the risk-intensive processes that underpin these operations.

The successful candidate will have a strong understanding of risk management, internal controls, and financial statement controls, with the ability to assess business risks and provide practical, value-added recommendations. They will be a collaborative team player who builds strong relationships with stakeholders, demonstrates sound professional judgement, and consistently delivers high-quality work within agreed timelines.

The Senior Internal Auditor will play a key role in delivering high-quality assurance services across business and operational areas of the firm, with a focus on risk-based audits, regulatory compliance, and operational effectiveness. The individual will also play a key role in ensuring the timely completion of deliverables, working independently, supporting the team with their engagements or overseeing co-sourcing partners as needed.

Key Responsibilities





- Lead or support risk-based audits across investment, operations, finance, compliance, technology, and risk management functions.
- Perform detailed testing of internal controls, document workpapers, and evaluate the design and operating effectiveness of processes.
- Identify control gaps, process inefficiencies, and opportunities for improvement.
- Draft high-quality audit reports, clearly communicating findings, root causes, and practical recommendations.
- Monitor and validate the implementation of agreed-upon management action plans.
- Build and maintain strong relationships with stakeholders across the business and external advisors, providing trusted and value-added assurance while effectively managing expectations.
- Collaborate with business stakeholders to develop practical and actionable management remediation plans.
- Serve as a point of contact for co-sourcing partners, ensuring quality, timeliness, and adherence to methodology.
- Contribute to the continuous improvement of audit methodology, tools, templates, and processes.
- Strong Sarbanes Oxley knowledge and compliance experience

Qualifications & Experience:

- 4-5 years of internal audit, public accounting, or risk management experience,



with preference for candidates with experience in financial services or investment management.
- Experience with Sarbanes Oxley (SOX) documentation, developing/executing test plans, and evaluating results.
- Understanding of internal auditing standards, practices, and risk-based methodologies.
- Proven ability to assess inherently risky processes, identify key controls, and evaluate control effectiveness.
- Demonstrated ability to manage and complete audit projects on time and independently, with sound professional judgment.
- Strong written and verbal communication skills, with the ability to do complex issues into clear findings for executive stakeholders. Strong stakeholder management skills, including the ability to collaborate with and influence business partners at all levels. Highly organized and proactive, with the ability to manage multiple priorities and meet strict deadlines.
- Strong collaboration and interpersonal skills, with a collegial, diplomatic, and solutions-oriented approach.
- Technical familiarity in electronic workpapers and productivity tools such as Microsoft Office and GRC platforms.
- • Demonstrated collaboration skills, growth mindset, and innovative thinking, with a proactive and solutions-oriented approach.

Education & Skilled Certifications

- Bachelors degree in accounting, Finance, or a related discipline required.
- Professional certifications/ qualifications preferred, such as Chartered Accountant (CA) /Certified Internal Auditor (CIA)/ CPA/ MBA or equivalent.

📌 Senior Internal Auditor (Goregaon)
🏢 Russell Investments
📍 Goregaon