Job Description

- Interpret, analyze, and implement regulatory directions received from SEBI and other statutory authorities in a timely and accurate manner

- Handle critical matters, including orders issued by courts, tribunals, and other legal or quasi-judicial authorities

- Manage the freezing and unfreezing of client accounts and securities in line with regulatory, legal, and surveillance requirements

- Ensure timely, accurate, and effective communication with internal and external stakeholders for regulatory responses, closures, and compliance-related actions

- Prepare, validate, and submit data and information to internal teams and external stakeholders, including SEBI and other regulators

- Maintain and manage regulatory and legal documentation such as SOPs, user manuals, legal records, presentations, and related documents

- Collaborate closely with internal departments to address regulatory, compliance, and operational matters





- Support surveillance-related activities and facilitate inter-departmental coordination on regulatory issues

- Ensure ongoing compliance with applicable SEBI regulations, circulars, guidelines, and other regulatory requirements

- Handle SEBI and other regulatory audits, including preparation of responses and follow-up actions

- Prepare and maintain MIS, periodic reports, and dashboards for management review and regulatory submissions

- Participate in User Acceptance Testing (UAT) for system enhancements, regulatory changes, and process improvements

Disclaimer: This job posting has been aggregated from external source. Role details, content, and availability are subject to change. Applicants are advised to confirm the latest information directly on the company website before applying.

📌 Surveillance Senior Manager (Mumbai)
🏢 National Securities Depository
📍 Mumbai