Senior Compliance Analyst

Experience: 4 to 6 years

Location: Hyderabad, Telangana

Skills: Charles River, Equity Products, Fixed Income Products, ETF Products, UCITS Funds, Institutional Products, 40 Act Funds, securities regulation, regulatory environments, SEC, ERISA, CSSF, FCA

Company Overview
As one of the world’s leading independent global investment firms, Invesco is dedicated to rethinking possibilities for our clients. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world. If you're looking for challenging work, intelligent colleagues, and exposure across a global footprint, come explore your potential at Invesco.

Your Team
Investment Compliance is a sub function of Global Compliance team. Hyderabad Investment Compliance is part of Center of Excellence (CoE) and provides necessary assistance to Global Investment Compliance (IC) function from Hyderabad office. Candidate assuming this role would be part of HYD IC Project team and would be working for Track A and Track B project initiatives supporting Global IC team, in accordance with project requirements and relevant regulations (like: 1940 Act, UCITS, FCA, COLL, ESMA guidelines, SFC Rules, etc.) and fund-specific investment restrictions as contained in the prospectus or investment management agreement.

Your Role
Perform Rule Coding and Testing activities of regulatory and client guidelines in order management system i.e., Charles River (CRIMS) for Alpha Next Gen (ANG) project
Regular Rule maintenance on trading application i.e., Charles River (CRIMS)
Conduct Account Mapping / Review viz a viz applicable rule
Prepare documentation to support reviews conducted and to substantiate/demonstrate adequate processes/controls in coding rules on order management system
Address compliance alerts/warnings (mainly overnight compliance) related to trading strategies and the application of technology related or manual controls created and applied during this process
Perform review of portfolio transactions and monitor compliance investment restrictions as they apply to holdings and transactions, identifying breaches and following up with relevant stakeholders to ensure rectification
Assist in resolving queries with regional compliance teams
Assist with ongoing review of relevant processes and procedures to ensure best practice
Prepare/support Analytics for Investment Compliance function to Executive Compliance Leadership
Conduct forensic, periodic,



and transactional testing to ensure compliance of the investment manager, with all applicable state, federal and self-regulatory agency requirements.
Interact with members of regional and global compliance teams to assess, document, monitor, report, develop, coordinate, and implement various compliance monitoring activities, ongoing testing and related controls.
Act as subject matter expert in resolving complex situations in day-to-day tasks and mentor other colleagues in team
Assist in Compliance related projects and initiatives.
Assist Global Compliance staff members, as required.
Effectively find solutions to compliance issues as they arise.

The Experience You Bring
Total work experience of 4 - 6 years required including 2 - 4 years of relevant work experience from asset management industry preferably with an investment advisor or mutual fund group in Compliance or regulatory environment.
Strong knowledge of and experience with Equity/Fixed Income/ETF Products required, including UCITS Funds, Institutional Products and 40 Act Funds.
Knowledge of securities regulation as it relates to operations within advisor compliance programs is required.
Experience with regulatory environments such as SEC, ERISA, CSSF and FCA is required.

Academic requirements
B. Com / M. Com / MBA /CA / Degree in Commerce/Finance

Shift Timings:
Timing would be primarily aligned to EMEA Region i.e. 12:30pm to 9:30pm IST, however subject to change based on business requirement from time to time.

Full Time / Part Time
Full time

Worker Type
Employee

Job Exempt (Yes / No)
No

Workplace Model
At Invesco, our workplace model supports our culture and meets the needs of our clients while providing flexibility our employees value. We are a full-time employee, compliance with the workplace policy means working with your direct manager to create a schedule where you will work in your designated office at least three days a week, with two days working outside an Invesco office.

Why Invesco
In Invesco, we act with integrity and do meaningful work to create impact for our stakeholders. We believe our culture is stronger when we all feel we belong,



and we respect each other’s identities, lives, health, and well-being. We come together to create better solutions for our clients, our business and each other by building on different voices and perspectives. We nurture and encourage each other to ensure our meaningful growth, both personally and professionally. We believe in diverse, inclusive, and supportive workplace where everyone feels equally valued, and this starts at the top with our senior leaders having diversity and inclusion goals. Our global focus on diversity and inclusion has grown exponentially and we encourage connection and community through our many employee-led Business Resource Groups (BRGs).

What’s in it for you?
As an organization we support personal needs, diverse backgrounds and provide internal networks, as well as opportunities to get involved in the community and in the world. Our benefit policy includes but not limited to:
• Competitive Compensation
• Versatile, Hybrid Work
• 30 days’ Annual Leave + Public Holidays
• Life Insurance
• Retirement Planning
• Group Personal Accident Insurance
• Medical Insurance for Employee and Family
• Annual Health Check-up
• 26 weeks Maternity Leave
• Paternal Leave
• Adoption Leave
• Near site Childcare Facility
• Employee Assistance Program
• Study Support
• Employee Stock Purchase Plan
• ESG Commitments and Goals
• Business Resource Groups
• Career Development Programs
• Mentoring Programs
• Invesco Cares
• Dress for your Day

Invesco Development Opportunities
In Invesco, we offer development opportunities that help you thrive as a lifelong learner in a constantly evolving business environment and ensure your constant growth. Our AI enabled learning platform delivers curated content based on your role and interest. We ensure our manager and leaders also have many opportunities to advance their skills and competencies that becomes pivotal in their continuous pursuit of performance excellence.

To know more about us
About Invesco: https://www.invesco.com/corporate/en/home.html
About our Culture: https://www.invesco.com/corporate/en/about-us/our-culture.html
About our D&I; policy: https://www.invesco.com/corporate/en/our-commitments/diversity-and-inclusion.html
About our CR program: https://www.invesco.com/corporate/en/our-commitments/corporate-responsibility.html
Apply for the role @ Invesco Careers : https://careers.invesco.com/india/

📌 Senior Compliance Analyst (Secunderabad)
🏢 Invesco
📍 Secunderabad