Job Description:

Equirus Wealth Private Limited

Job Description

About Equirus

About Equirus Wealth

Equirus is a leading mid‐market investment bank with strong practices around M&A;, PE, Capital Markets, Institutional Equities, Wealth Management, Insurance Broking, and Portfolio Management Services.

For more details you can visit us at www.equirus.com

Equirus Wealth is a holistic Wealth Management platform founded in 2018 by a passionate group of seasoned professionals. It was formed with the objective of providing Client Centric, Comprehensive, and Transparent Wealth Management services for Individuals, Families, and Corporates. We specialize in Wealth Management, Mutual Funds, Primary and Secondary Debt, Real Estate, Market Linked Debentures, Alternate Investment Funds, Tax Advisory, Estate Planning, Offshore Products, Unlisted Securities, Portfolio Management Services, Investment Advisory.

For more details you can visit us at https://www.equiruswealth.com/

Position / Role Title

Compliance Officer
(This role reports to the Head of Compliance)

Job description

Responsibilities

- Ability to liaise and interact with regulators.
- Ability to manage Audits.
- Ensuring 100% compliance across all existing and new products that the company manages.
- Ensuring end-to-end compliance with the provisions of all regulatory requirements i.e SEBI, IFSCA,



Companies Act, FEMA etc.
- Should be aware of the latest regulatory requirements on all products.
- Support and guide in the implementation of current products as required by the company.
- Developing training material and doing training session.
- Supporting new technology initiatives and participation in current projects.
- Ensure all regulatory changes/ updates as given by the regulators are managed and installed in the system.
- Drafting and vetting of legal agreements/ contracts/ MOU/ notices to support the business and products team.
- Work on any other compliance matters as assigned from time to time.
- Ability to communicate well at all levels and directly engage with the Board of Directors and Managing Director on all compliance related aspects.

Location

Ahmedabad (Preference), or Mumbai

Role Requirement

- Graduation/ CA / MBA
- Company Secretary is good to have but not mandatory.
- Minimum 3 + years of relevant experience
- Experience in PMS compliance / AIF Compliance / Gift AIF and Distribution compliance will be preferred

About the Job:

Salary:

Negotiable

Company:

Equirus

Role :

Compliance Officer - AMC

Category:

CS & Compliance

Location:

Ahmedabad , India, Asia

Employment Type:

Full time

📌 Compliance Officer - AMC (Ahmedabad)
🏢 Equirus
📍 Ahmedabad