A SEBI-registered Portfolio Management Services firm is hiring an Operations leader to own all operational aspects of the business including compliance, fund operations, client account audits and SEBI internal audits.

Key responsibilities:

- Develop and implement operational strategies to optimise efficiency and effectiveness
- Supervise trade execution, end-of-day bifurcations, allocations and settlements
- Manage fund operations including fund accounting, settlements and reconciliations
- Manage liaison with brokers, custodians and banks for PMS operations
- Ensure compliance with all applicable regulatory rules, regulations and standards
- Manage the audit of client accounts and internal audit as per SEBI PMS Regulations
- Monitor and manage operational risk; streamline workflows with internal teams
- Lead and mentor a team of operations professionals

Candidate profile: 5 to 10 years in operations within financial services, preferably PMS, Alternative Investment Funds, Mutual Funds or banks. Knowledge of relevant laws, regulations and compliance standards, familiarity with financial software and systems, and a proven record of managing and developing teams.

📌 Vice President - Operations & Compliance (PMS) (Mumbai)
🏢 Intellectual Capital HR Consulting
📍 Mumbai