Job Description
Interpret, analyze, and implement regulatory directions received from SEBI and other statutory authorities in a timely and accurate manner
Handle critical matters, including orders issued by courts, tribunals, and other legal or quasi-judicial authorities
Manage the freezing and unfreezing of client accounts and securities in line with regulatory, legal, and surveillance requirements
Ensure timely, accurate, and effective communication with internal and external stakeholders for regulatory responses, closures, and compliance-related actions
Prepare, validate, and submit data and information to internal teams and external stakeholders, including SEBI and other regulators
Maintain and manage regulatory and legal documentation such as SOPs, user manuals, legal records, presentations, and related documents
Collaborate closely with internal departments to address regulatory, compliance, and operational matters




Support surveillance-related activities and facilitate inter-departmental coordination on regulatory issues
Ensure ongoing compliance with applicable SEBI regulations, circulars, guidelines, and other regulatory requirements
Handle SEBI and other regulatory audits, including preparation of responses and follow-up actions
Prepare and maintain MIS, periodic reports, and dashboards for management review and regulatory submissions
Participate in User Acceptance Testing (UAT) for system enhancements, regulatory changes, and process improvements

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📌 Surveillance Senior Manager Mumbai
🏢 National Securities Depository
📍 Mumbai