Job Description – Compliance (Debenture Trustee) | 3+ Years Experience
As part of the Compliance Team handling the Debenture Trustee vertical, the role involves managing end-to-end compliance, and monitoring of debenture transactions, liasoning with stock exchange, depositories, regulators.
Key Responsibilities
Solid knowledge of corporate laws including Companies Act, 2013, Contract Act and SEBI regulations and circulars made thereunder.
Ensuring compliance with Securities and Exchange Board of India (SEBI) Debenture Trustee Regulations, SARFAESI, and IBC.
Creation and perfection of security (mortgage, hypothecation, etc.) and charge filings with ROC/CERSAI within regulatory timelines.
Monitoring charged securities, financial covenants, and collateral coverage ratios
Tracking issuer compliance including DRR, credit ratings, and financial performance (quarterly/half-yearly/yearly)
Advising corporates on regulatory compliance and debenture issuance procedures
Ensuring compliance with Information Memorandum, Prospectus, and debenture documentation
Well versed with Distributed Ledger Technology (DLT) hosted by NSDL and undertaking due diligence.
Coordinating with stakeholders
Protecting investors’ and lenders’ interests throughout the transaction lifecycle
Handling compliance aspects of debenture transactions
Supporting internal and external audits
Monitoring obligations imposed by Credit Rating Agencies and regulators
Note: Only candidates with minimum 3 years of relevant experience should apply.