As one of the world s leading independent global investment firms Invesco is dedicated to rethinking possibilities for our clients By delivering the combined power of our distinctive investment management capabilities we provide a wide range of investment strategies and vehicles to our clients around the world If you re looking for challenging work intelligent colleagues and exposure across a global footprint come explore your potential at Invesco Who we are With over 2 0 trillion of assets under management Invesco is one of the world s leading global investment management firms headquartered in Atlanta GA Spreading across 26 countries and with over 8400 dedicated employees we are driven by trust and care As one of the world s leading asset managers we are solely dedicated to delivering an investment experience that helps people get more out of life If you re looking for challenging work thoughtful colleagues and a global employer with social values explore your potential at Invesco Your TeamInvestment Compliance is a sub function of Global Compliance team Hyderabad Investment Compliance is part of Center of Excellence CoE and provides necessary assistance to Global Investment Compliance IC function from Hyderabad office Candidate assuming this role would be part of HYD IC Project team and would be working for Track A and Track B project initiatives supporting Global IC team in accordance with project requirements and relevant regulations like 1940 Act UCITS FCA COLL ESMA guidelines SFC Rules etc and fund-specific investment restrictions as contained in the prospectus or investment management agreement Your RolePerform Rule Coding and Testing activities of regulatory and client guidelines in order management system i e Charles River CRIMS for Alpha Next Gen ANG project Regular Rule maintenance on trading application i e Charles River CRIMS Conduct Account Mapping Review viz a viz applicable rule Prepare documentation to support reviews conducted and to substantiate demonstrate adequate processes controls in coding rules on order management system Address compliance alerts warnings mainly overnight compliance related to trading strategies and the application of technology related or manual controls created and applied during this process Perform review of portfolio transactions and monitor compliance investment restrictions as they apply to holdings and transactions identifying breaches and following up with relevant stakeholders to ensure rectification Assist in resolving queries with regional compliance teams Assist with ongoing review of relevant processes and procedures to ensure best practice Prepare support Analytics for Investment Compliance function to Executive Compliance Leadership Conduct forensic periodic and transactional testing to ensure compliance of the investment manager with all applicable state federal and self-regulatory agency requirements Interact with members of regional and global compliance teams to assess document monitor report develop coordinate and implement various compliance monitoring activities ongoing testing and related controls Act as subject matter expert in resolving complex situations in day-to-day tasks and mentor other colleagues in team Assist in Compliance related projects and initiatives Assist Global Compliance staff members as required Effectively find solutions to compliance issues as they arise The Experience You BringTotal work experience of 4 - 6 years required including 2 - 4 years of relevant work experience from asset management industry preferably with an investment advisor or mutual fund group in Compliance or regulatory environment Robust knowledge of and experience with Equity Fixed Income ETF Products required including UCITS Funds Institutional Products and 40 Act Funds Knowledge of securities regulation as it relates to operations within advisor compliance programs is required Experience with regulatory environments such as SEC ERISA CSSF and FCA is required Academic requirements B Com M Com MBA CA Degree in Commerce Finance Shift Timings Timing would be primarily aligned to EMEA Region i e 12 30pm to 9 30pm IST however subject to change based on business requirement from time to time Full Time Part Time Full time Worker Type Employee Job Exempt Yes No No Workplace Model At Invesco our workplace model supports our culture and meets the needs of our clients while providing flexibility our employees value As a full-time employee compliance with the workplace policy means working with your direct manager to create a schedule where you will work in your designated office at least three days a week with two days working outside an Invesco office Why Invesco In Invesco we act with integrity and do meaningful work to create impact for our stakeholders We believe our culture is stronger when we all feel we belong and we respect each other s identities lives health and well-being We come together to create better solutions for our clients our business and each other by building on different voices and perspectives We nurture and encourage each other to ensure our meaningful growth both personally and professionally We believe in diverse inclusive and supportive workplace where everyone feels equally valued and this starts at the top with our senior leaders having diversity and inclusion goals Our global focus on diversity and inclusion has grown exponentially and we encourage connection and community through our many employee-led Business Resource Groups BRGs What s in it for you As an organization we support personal needs diverse backgrounds and provide internal networks as well as opportunities to get involved in the community and in the world Our benefit policy includes but not limited to Competitive Compensation Adaptable Hybrid Work 30 days Annual Leave Public Holidays Life Insurance Retirement Planning Group Personal Accident Insurance Medical Insurance for Employee and Family Annual Health Check-up 26 weeks Maternity Leave Paternal Leave Adoption Leave Near site Childcare Facility Employee Assistance Program Study Support Employee Stock Purchase Plan ESG Commitments and Goals Business Resource Groups Career Development Programs Mentoring Programs Invesco Cares Dress for your Day In Invesco we offer development opportunities that help you thrive as a lifelong learner in a constantly evolving business environment and ensure your constant growth Our AI enabled learning platform delivers curated content based on your role and interest We ensure our manager and leaders also have many opportunities to advance their skills and competencies that becomes pivotal in their continuous pursuit of performance excellence To know more about us About Invesco https www invesco com corporate en home html About our Culture https www invesco com corporate en about-us our-culture html About our D I policy https www invesco com corporate en our-commitments diversity-and-inclusion html About our CR program https www invesco com corporate en our-commitments corporate-responsibility html Apply for the role Invesco Careers https careers invesco com india