Description
Overview

As a Senior Manager within the SOX Centre of Excellence (CoE), you will be accountable for leading end-to-end SOX delivery across assigned portfolios and regions while helping establish and mature a scalable SOX operating model.

As a primary execution leader, you will plan, coordinate, review, and oversee SOX activities across risk assessment, control testing, issue management, and remediation support. The role is responsible for driving consistency, quality, and execution excellence while building sustainable processes, standard methodologies, and governance practices that enable efficient and effective SOX compliance.

Through portfolio ownership, you will develop deep process and control expertise, strengthen stakeholder accountability, and help transition the organisation from a project-based compliance approach to a continuous, repeatable, and sustainable SOX program. Working closely with business stakeholders, control owners, auditors, and the broader SOX CoE,



you will contribute to embedding a solid controls culture and supporting the organisation's journey toward long-term SOX compliance and operational maturity.

Key Accountabilities and main responsibilities

Strategic Focus
- Lead end-to-end SOX delivery across assigned portfolios and regions, ensuring alignment with the SOX methodology, governance framework, and annual compliance objectives.
- Support the establishment and ongoing maturity of the SOX CoE by embedding repeatable, scalable, and sustainable SOX processes, governance, and quality standards.
- Drive continuous improvement across the SOX program through standardisation, performance insights, lessons learned, and adoption of leading practices.
- Develop and maintain a deep understanding of assigned business processes, risks, controls, and regulatory requirements to provide informed oversight, challenge, and guidance.
- Contribute to annual SOX planning activities, including scoping, risk assessment, testing strategy, and

📌 SOX Senior Manager (Mumbai)
🏢 MUFG Pension & Market Services
📍 Mumbai