Description
The Quality Assurance and Regulatory Governance team is responsible for ensuring governance and oversight of regulatory reporting process. The team performs Quality Assurance reviews including process & controls testing, testing the conformity of reported data with reporting instructions and gathering, sampling, understanding, and testing the data to ensure data quality for various regulatory reporting purposes. The team partners closely with the Regulatory Report owners, Technology, Data Governance, and other stakeholders to perform the review and ensure robust governance.

Responsibilities
The team is looking resource to support QA reviews and ensuring governance of regulatory reporting processes.
The job would entail the following activities:
- Perform process & control review to identify control gaps and improvement opportunities,

and transaction testing, share findings, and monitor closure.
- Support regulatory reporting to ensure compliance with the reporting guidelines issued by regulators.




- Understand the master and reference data to be used across operational and reporting processes.
- Ensuring effective governance by performing the QA periodic process certification and control testing activities
- Ensure compliance with internal policies and procedures.
- Collaborate with regulatory reporting, technology, data governance, service management, teams to ensure the quality assurance over the regulatory reporting processes.
- Participate in standardization and continuous improvement initiatives within the team as well as other business partner initiatives.
- Support compliance with Regulatory Reporting Governance policy and prepare key metrics.
- Support team in various assurance and regulatory governance activities by QA team e.g., Regulatory Reporting Error Framework, Cross Report Reconciliation Framework, Regulatory Reporting Risk Assessment Framework and Regulatory Reporting Item Log Framework.

Experience
- Experience in Quality Assurance of

📌 Apprentice (Gurugram)
🏢 American Express
📍 Gurugram