Description
Our Internal Audit group is an independent function accountable to the Audit Committee of the Board of Directors, the Office of the Chairman, senior management and our global and local regulators. Internal Audit is comprised of more than 1,000 auditors, located in key locations across the globe, and is responsible for assessing the adequacy of the control environments across the firm's lines of business
Job Summary
The Commercial and Investment Bank (CIB) Securities Services team based in Mumbai manages a program of audit coverage over global Securities Services business activities, including Custody, Fund Accounting, Trade Processing and Settlement, Liquidity and Trading Services, and Transfer Agency, by evaluating the adequacy and effectiveness of the control setting across regions. This will be accomplished through a risk-based audit coverage program, managed and executed by a team of business and technology audit specialists.
As a Senior Auditor, you will be involved in audit engagements, performing and documenting audit testing,
and partnering closely with global Audit colleagues and business stakeholders. The role will require you to use your judgment to enhance internal controls, and offer you the chance to gain a comprehensive understanding of key functions and controls, and the related regulatory landscape.
Job Responsibilities
- Participate in all aspects of audit activities including risk assessments, audit planning, audit testing, control evaluation, issue drafting, and follow up and verification of issue closure, in close partnership with and support of senior auditors and /or audit managers, and ensuring audit assignments are completed timely and within allocated budget
- Work closely with global Audit colleagues in the early identification of emerging control issues and reporting them timely to Audit management and business stakeholders while adhering to audit standards
- Develop recommendations to strengthen internal controls and imp