Description
The SME is responsible for oversight and management of the process of SME review and guidance for the remediation of KYC files. They are required to utilize their expertise, knowledge and experience to ensure that files are completed to regulatory standard, and that business processes and policies are adhered to and correctly applied throughout the process. Responsible for management of the quality control process and the framework through which this is completed. Requires ability to work to high standards of quality in performing corporate renewal reviews of Know Your Customer (KYC) due diligence.

Responsibilities
•Conduct customer risk assessment in full compliance with the firm policies as well as external regulatory requirements.
•Engage existing / recent customers / RM in the collection of detailed customer information and supporting documentation required for the completion of CDD.
•Investigate and escalate monitoring alerts and queries.
•Proactive review and follow-up on referrals and queries.




•Act as the focal point for CDD information clarification among RM / CDD operations and Compliance.
•Ensure completeness of CDD information and supporting documentation before submitting the case to Relationship Managers (RM) for review.
•Advise on, and resolve, potential AML issues arising across business unit and jurisdictions.
•Provide written or verbal presentations of recommendations, articulation of arguments supported by documented analysis to convince/challenge the business on recommended actions.
•Drive process enhancement, identify and implement strategic improvements and enhancements to existing systems, policies and guidelines to reduce risk and improve efficiency
•Conduct regular AML trainings on operational procedures to KYC and Relationship Management teams.
•Produce regular Quality/AML reports for various stakeholders..

Qualifications
Educational qualifications
•Bachelors Degree
Work experience
•5 – 8 years of post-qualification experience wit

📌 KGS - Team Lead -KYC AML (Noida)
🏢 BSR
📍 Noida