Key Responsibilities - 1 Ensure adherence and timely implementation of regulatory internal operational guidelines including reviewing of SOPs to make them effective tool to ensure compliance 2 Ensure sustenance check of regulatory guidelines implemented responses submitted under Risk Assessment Report RAR Risk Mitigation Plan RMP Tranche III and any other critical areas identified by Compliance Risk and Internal Audit Departments and improvement in Tranche III Score of the Department Unit 3 Timely submission of responses to RAR RMP internal audit or testing reports and ensure quality and comprehensiveness of the responses to eliminate requirements of resubmission 4 Ensure comprehensiveness of PMC CMC proposals i e recent products processes being placed for approval to PMC CMC Committee by the Department Unit 5 Timely closure of Compliance Issues in GCM Operational Risk Issues Internal Audit Issues no legacy pendency and no persisting issues pendency for redressal for longer time 6 Drive initiatives and actionable under the framework of assessment of compliance culture risk culture 7 Report incident and operational errors ensuring timely and comprehensive RCAs are done to avoid recurrence of observations Qualifications Optimal qualification for success on the job Graduation Post Graduation from a recognized institute Experience in Risk Management and or Regulatory Compliance would be preferred Role Proficiencies For successful execution of the job a candidate should possess the following Strong communication both verbal and written and inter-personal skills Ability to engage and work with leaders at all levels specifically with Assurance Functions Operational Risk Compliance and Internal Audit Strong time management skills with the ability to handle pressure and meet strict deadlines Exceptional attention to detail is required for this role Experience in areas of governance - related to regulatory matters and Board Committees would be a plus Skills Refer to the About Company Axis Bank is the third largest private sector bank in India The Bank offers the entire spectrum of financial services to customer segments covering Large and Mid-Corporates MSME Agriculture and Retail Businesses The Bank has a large footprint of 4 594 domestic branches including extension counters with 11 333 ATMs 5 710 cash recyclers spread across the country as on 31st March 2021 The Bank has 6 Virtual Centres and has over 1500 Virtual Relationship Managers as on 31st March 2021 The Overseas operations of the Bank are spread over eight international offices with branches at Singapore Dubai at DIFC and Gift City-IBU representative offices at Dhaka Dubai Abu Dhabi Sharjah and an Overseas subsidiary at London UK The international offices focus on Corporate Lending Trade Finance Syndication Investment Banking and Liability Businesses

📌 Retail Lending: Team Member - Compliance Assurance & Risk Oversight (caro) (Mumbai)
🏢 Axis Bank
📍 Mumbai