Spectral Consultants is seeking an experienced Associate- Wide Risk Management (EWRM) Framework policy professional for a Global Investment Bank in Bangalore. The role focuses on controls testing, risk mitigation, and surveillance, ensuring compliance with risk & control frameworks and regulatory guidelines.
Key Responsibilities:
- Perform key controls testing and targeted control reviews within agreed timelines.
- Ensure compliance with trading controls and risk mitigation processes.
- Conduct Second line of defense (2LoD) tests and reviews per procedures.
- Manage Risk Issues & Events as per EWMRF guidance.
- Support SOX attestations, compliance reporting, and quality assurance (QA).
- Collaborate with stakeholders to drive action plans for risk mitigation.
- Deliver trainings on risk & control frameworks.
Key Skills & Requirements:
- Banking/Wealth Management experience with an understanding of financial products.
- Robust knowledge of risk management and control frameworks.
- Attention to detail with excellent accuracy and report-writing skills.
- Ability to meet tight deadlines and work both independently and in a team.
- Experience in continuous improvement environments.
- Strong communication and stakeholder management skills.