The Analyst will report to the EDD Manager and will be responsible for performing EDD reviews of applicants to ensure compliance with applicable self-regulatory organization rules, as well as anti-money laundering, counter-terrorist financing, sanctions, and securities laws and regulations such as the Bank Secrecy Act and USA PATRIOT Act
Responsibilities
- Conduct Know Your Customer ('KYC') analysis and risk profiles in accordance with policies and procedures
- Perform due diligence on higher-risk customers and industries
- Research negative news utilizing the public domain, open sources and third-party databases for higher-risk clients and related parties
- Summarize information from multiple sources and make decisions by leveraging critical thinking and analytical assessment
- Ability to multi-task and prioritize several initiatives and assignments while meeting deadlines
- Understanding of Source of Wealth for different client types
Qualifications
- 4-6 years of experience in AML/BSA/KYC compliance at customer onboarding with a large broker-dealer or other financial institution with an international client base
- Bachelor's Degree required or equivalent experience
- Ability to develop operational solutions that satisfy relevant regulations while executing sound business judgment
- Ability to work in a quick-paced environment, work independently, perform as part of a team, and multi-task with minimal supervision
- High degree of comfort with technology and a functional understanding of how technology can be applied to business and regulatory solutions
- Outstanding communication, analytical, and project management skills
- Willingness and ability to obtain financial registration exams promptly
- Certified Anti-Money Laundering Specialist (CAMS) or similar certification and FINRA Series 7 or 24 are highly preferred
Company Benefits & Perks
- Competitive salary package
- Performance-based annual bonus (cash and stocks)
- Hybrid working model (3 days office/week)
- Group Medical & Life Insurance
- Modern offices with free amenities & fully stocked cafeterias
- Monthly food card & company-paid snacks
- Hardship/shift allowance with company-provided pickup & drop facility*
- Attractive employee referral bonus
- Frequent company-sponsored team-building events and outings
- Depending upon the shifts
- The benefits package is subject to change at the management's discretion