Industry: NBFC / Financial Services
Qualification: Chartered Accountant (CA) Mandatory
Experience: 2–5 years
Location: Jaipur

Role Overview

We are looking for a Chartered Accountant to establish and manage the Internal Audit function of the Company. The role will be responsible for developing a risk-based audit framework, conducting internal audits across key business functions, identifying control gaps and ensuring timely implementation of corrective actions.

Key Responsibilities

- Establish the Internal Audit framework, policies, audit universe and annual audit plan.
- Conduct risk-based audits across lending, credit, disbursement, collections, finance, operations and other key functions.
- Review loan files, underwriting processes, documentation, approvals and adherence to internal policies.
- Evaluate internal controls, maker-checker mechanisms, approval matrices and process compliance.
- Review compliance with applicable RBI regulations and internal policies, including KYC/AML and other NBFC requirements.
- Identify control weaknesses, operational risks, process gaps and potential fraud risks.
- Prepare Internal Audit reports with clear observations,



risk assessment and recommended corrective actions.
- Track audit observations and ensure timely closure by respective process owners.
- Present key audit findings and periodic updates to senior management / Audit Committee.
- Coordinate with Statutory Auditors, Compliance, Risk and Finance teams wherever required.

Candidate Profile

- Chartered Accountant (CA) – Mandatory.
- 0–3 years of relevant experience in Internal Audit / Risk / Controls.
- Prior experience with an NBFC, Bank or lending-focused financial institution preferred.
- Valuable understanding of lending operations, credit processes, collections and financial controls.
- Working knowledge of RBI regulations applicable to NBFCs.
- Strong analytical, audit documentation and report-writing skills.
- Ability to independently establish and manage the Internal Audit function.
- Hands-on approach with the ability to work in a growing organisation.

Key Skills

Internal Audit | Risk & Controls | NBFC Regulations | Lending & Credit | Financial Controls | KYC/AML | Audit Reporting | Process Review | Regulatory Compliance

📌 Internal Auditor (Jaipur)
🏢 Ascend Capital
📍 Jaipur