Experience: Minimum 3–
Educational Requirements: Graduate/Post Graduate in Commerce, Finance, Law or Management. CS/CA Inter/MBA (Finance) will be preferred
Company: Marwadi Shares and Finance Limited
Location: Rajkot(HO) - HO

Job Description

Responsibilities: Client on boarding and servicing through digital platforms. Managing stock broking operations and client risk management. Handling depository services for clients. Skills: Excellent understanding of SEBI Regulations. Strong knowledge of Exchange Circulars. Strong understanding of NSDL/CDSL Operations. Excellent drafting and documentation skills. Sound analytical and problem-solving abilities. Solid knowledge of MS Excel. Excellent communication and interpersonal skills. Process-oriented with strong attention to detail. Ability to coordinate with various departments of the broking house and technology teams. Familiarity with online account opening journeys, APIs and fintech platforms. Personality:



High integrity and ethical standards. Strong ownership mindset. Attention to detail. Excellent time management. Ability to work under regulatory timelines. Positive and learning-oriented attitude. Proactive in identifying compliance risks. Calm and solution-oriented under pressure. Commitment to continuous learning in the evolving securities market. Careful and diligent even meticulous with a good dose of common sense Effective, effective and organized in both the physical and digital world Modestly confident and also personable, valuable humored and trustworthy Informal but 100% professional while respecting traditional courtesy and good manners.

Skills
Excel Excellence
SEBI inquiries/Adjudications
Problem Solving
Analytical Thinking

📌 Compliance Manager Rajkot (India)
🏢 Marwadi Shares and Finance
📍 India