Role & responsibilities
Identify and assess areas of compliance risk, particularly in Anti-Money Laundering (AML) and Know Your Customer (KYC) domains.
Quality review of Alerts closed by L1 & L2 team on periodic basis.
End to End knowledge of STR preparation and reporting to APO/PO.
Monitoring of offline/Thematic alerts.
Handling and tracking of trainings related to AML.
Assist with addressing queries from LEAs, FIU-IND, ED etc. relating to money laundering and Terrorist financing.
Prepare, distribute, and diligently follow up on action items with various stakeholders w.r.t AML/KYC
Understand, test, and extract actionable items from various circulars/advisories issued by regulatory bodies RBI/NPCI/CKYCR/UIDAI/FIU
Follow and track items diligently till closure.

Preferred candidate profile





Sound understanding on acts/norms related to Money laundering and terrorist Financing.
Monitoring of AML alerts generated through System and offline
Understanding of Name screening activity
Quality review of alerts closed by L1 & L2 team
Preparation of GOS, STR and reporting to APO/PO for review.

•Monitoring of thematic alerts based on scenarios defined by AML
Tracking of LEAs letter, FIU-IND DOMC alert and other regulatory bodies request.
Proficient in drafting SOPs, circulars, and advisories.
Familiarity with RBI and FIU reporting, including CTR, NTR, CCR, CBWTR, and STR.
Sound understanding of documentation and processes concerning KYC, name screening, and Re-KYC.

📌 Aml Analyst Navi Mumbai (India)
🏢 Unity Small Finance Bank
📍 India