Description
INTERNAL AUDIT

As the third line of defense, Internal Audit’s (IA) mission is to independently assess the firm’s overall control environment, including the firm’s governance processes and controls, and risk management and capital and antifinancial crime frameworks. In doing so, IA:

• Communicates and reports on the effectiveness of the firm’s governance, risk management and controls that mitigate current and evolving risk

• Raise awareness of control risk

• Assesses the firm’s control culture and conduct risks; and

• Monitors management’s implementation of control measures IA is comprised of the following global functional audit teams covering the various business areas of the firm: Global Markets, Asset & Wealth Management, Global Investment Research, Platform Solutions, Compliance & Legal, Engineering, Finance, Corporate Treasury, Risk, HCM, Executive Office, Corporate Planning and Management; and CWS. As a Business Auditor,



you will be involved in audits of various operations processes that support the GBM Public business of the firm to provide assurance on the controls related to trade booking, middle office operations, settlements, along with other general business controls such as balance substantiations, Sarbanes-Oxley 404 control assessments and other processes that support functions of global market divisions. Responsibilities also include assisting in the department’s continuous monitoring effort to cover operations incidents, market and regulatory events, business and technology updates. You are strongly encouraged to participate in departmentwide initiatives aimed at continually improving IA's processes and supporting infrastructure

RESPONSIBILITIES

• Develop and maintain a valuable understanding of business areas, its products, and supporting functions.

• Plan and execute audit discussions, walkthroughs, and testing with stakeholders in line with the audit scope and based on IA methodology.

• Identify risks, assess mitigating controls,

📌 Internal Audit-Bengaluru-Analyst-Business Audit
🏢 Goldman Sachs
📍 Bengaluru