16 Aug
|
Ares Operations
|
Mumbai
16 Aug
Ares Operations
Mumbai
Over the last 20 years, Ares’ success has been driven by our people and our culture. Today, our team is guided by our core values – Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy – and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming, we are committed to fostering a welcoming and inclusive work workplace where high-performance talent of diverse backgrounds, experiences, and perspectives can build careers within this exciting and growing industry.
Job Description
PRIMARY FUNCTIONS AND ESSENTIAL RESPONSIBILITIES
The new Associate will play a key role in support of Ares compliance with marketing materials policies. Specific responsibilities will include:
• Provide primary compliance marketing review support of marketing materials and business communications, including DDQs, RFPs, webinars, quarterly and annual reports to ensure compliance with regulatory guidance and Ares Marketing and Advertising policy.
• Communicate issues and escalate as needed with Compliance Leadership
• Monitor all submissions of materials in timely fashion and ensure high quality and timely reviews
• Assist with marketing review system administration, including onboarding, training, workflow management, problem solving, etc
• Assist with projects and initiatives
• Stay abreast of SEC and Ares guidance regarding financial communications and related global regulatory guidelines and updates
•Assist with developing, revising, and implementing automation processes regarding marketing review activities and regulatory developments.
QUALIFICATIONS
Education:
•Bachelor’s Degree from an accredited university or international equivalent required. JD or other advanced degree considered a plus.
Experience Required:
• 3-6 years of financial services compliance experience with a strong preference on review of marketing materials for institutional and alternative products.
• Knowledge
📌 Associate, Marketing and Distribution (Mumbai)
🏢 Ares Operations
📍 Mumbai