Job Title: Assistant Manager – ISPL WM Internal Control Officer

Department: ISPL WM Conduct and Control Team

About Business Line/Function

Established in 2005, BNP Paribas India Solutions is a wholly owned subsidiary of BNP Paribas Group, a leading bank in Europe with an international reach. With delivery centers located in Mumbai and Chennai, we are a 24x7 global delivery center. We partner with various business lines of BNP Paribas such as Corporate and Institutional Banking, Wealth Management, Retail Banking through three verticals - Information Technology, Operations and Finance Shared Services.

Within the Asia Pacific CIB IT & Operations organization, the WM Internal Control team is under the management of the WM Head of Operations and Internal Control, and works in close relationship with the ISPL WM Operations team, Regional Processing Centre, and WM APAC Conduct & Control teams

Position Purpose

Main responsibilities are to implement the operational risk management framework and monitor the operational risk related to ISPL Wealth Management activities. Hence,



to analyze control results and incidents to identify main operational risks and follow the associated mitigation/remediation actions (including recommendations).

Also, Member of the ISPL WM AML Transaction Monitoring Hub. The ISPL WM AML Transaction Monitoring Hub currently manages all the automated alerts for Hong Kong, Singapore and Taiwan.

Responsibilities

Direct Responsibilities

In this role, you will

Handle automated alerts generated by AML/CFT Transaction Monitoring tools or AML/CFT Transaction Monitoring queries and identify automated alerts requiring further analysis or investigation, according to desktop procedure describing the operational implementation
Analysis work at L1 will involve referring to KYC and Client information system, transaction details and previously escalated alerts to understand usual and expected client behavior to contextualize the alert transactions. For alerts

📌 Assistant Manager (Mumbai)
🏢 BNP Paribas
📍 Mumbai