19 Aug
|
Fidelity International
|
Gurugram
19 Aug
Fidelity International
Gurugram
About the Prospect
Job Type: Permanent
Application Deadline: 23 August 2026
Job Description
Title Senior Analyst- Group Conduct - Intelligence and Operations
Department General Counsel
Location India
Reports To Senior Manager
Level 3
We’re proud to have been helping our clients build better financial futures for over 50 years. How have we achieved this? By working together - and supporting each other - all over the world. So, join our team and feel like you’re part of something bigger.
About your team
The General Counsel Shared Services function is a global centre of expertise currently being built out in Dalian and India. It will provide operational support and compliance services to the General Counsel function.
About your role
The role supports the Group Conduct Intelligence and Operations team in India and Dalian reports into the Intelligence and Operations Senior Manager in India.
The Group Conduct Intelligence and Operations team is a part of Group Code of Conduct and Ethics and is currently responsible for monitoring employee compliance with Fidelity’s Group Personal Conflicts and Trading Policy (“the Policies”). It is also responsible for reporting breaches of these Policy as well as breaches of the Group’s Code of Conduct to senior management and Fidelity’s Boards. The team is expanding, and its remit continues to develop.
Key Responsibilities
Demonstrates comprehensive knowledge of Compliance - Personal conflict and trading policies.
Subject matter expertise on compliance policies and underlying regulatory requirements, including maintaining an up-to-date knowledge of changes in key regulatory requirements, regulatory focus and risk themes impacting the process. This also includes identification and analysis of key regulatory risks identified as part of the BAU processes.
Supporting the business in adhering to the conduct rules as well as applicable regulatory requirements by ensuring processes and controls are reviewed in line with changes in the busin
📌 Senior Analyst- Group Conduct (Gurugram)
🏢 Fidelity International
📍 Gurugram